TRANSACTIONS
Most Recent Transactions
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Representative Transactions By Mid-Market Bankers By Category:
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Apparel
Automotive
Business Services
Construction and Building Products
Consumer Products
Energy - Alternative Energy
Energy - Oil & Gas
Energy - Power & Utilities
Environmental
Financial Services
Gaming
Healthcare
Industrial Products
Infrastructure
Media
Metals & Mining
Public Company
Real Estate
Restaurant & Food Service
Retail
Technology
Telecommunications
Transportation
Water
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SORTABLE TABLE OF ALL TRANSACTIONS
Publicly Traded Seniors Housing and Nursing Home Company
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Identified, structured and negotiated $22 million financing for two senior housing projects
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Financing / Financial Advisor
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Medical Clinics
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​Advised, structured, and led to
market as managing underwriter
20M IPO and 15M secondary offering
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​​​IPO & Secondary /
Financial
Advisor Underwriter​
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Life Care Company
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Advised, structured, and led to market as managing underwriter 15M IPO and 25M secondary offering
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IPO & Secondary /
Financial Advisor Underwriter
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Privately Held Drug Discovery Company
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Sale of Company
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M&A / Financial Advisor
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Publicly Traded Seniors Housing and Nursing Home Company
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Advice in connection with unsolicited offer for target in the same industry. Resulted in repurchase of 6.9%
toehold
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M&A / Takeover Defense and
General Financial Advisor
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Publicly Traded Generic OTC Pharmaceutical Manufacturer
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Sale of generic, private label manufacturer of OTC health and beauty products, owned by private multi-billion dollar international holding company.
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M&A / Exclusive Sale Mandate
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Publicly Traded Owner of Nursing Homes
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Advice on growth capital, acquisitions and strategic alliances
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​M&A / Financial Advisor
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Publicly Traded Home Infusion Therapy Company
Advice in connection with M&A and Financing
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M&A / Financial Advisor
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Life Care Facility
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Structured 75M mortgage financing
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Private Placement of Debt / Financial Advisor
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Life Care Facility
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Privately placed 35M of long term tax-exempt bonds
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Private Placement of Debt / Placement Agent
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Nursing Homes
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Privately placed 30M of long term tax-exempt bonds to refinance existing non-exempt debt
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Placement Agent / Private Placement of Debt​
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Hospital
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Structured and placed 45M of long term tax-exempt debt
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Private Placement of Debt /
Placement Agent
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Hospital
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Privately placed 50M of tax-exempt debt
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Placement Agent / Private Placement of Debt
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Hospital
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Conducted reorganization and then sale of Philadelphia Hospital
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Reorganization / Financial Advisor
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Medical Equipment
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Sale of Company
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Placement Agent / Private Placement of Debt
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